Programs

  • Committee On Capital Markets Regulation

    THE COMMITTEE ON CAPITAL MARKETS REGULATION, INC. IS AN INDEPENDENT AND NONPARTISAN RESEARCH ORGANIZATION DEDICATED TO IMPROVING THE REGULATION OF U.S. CAPITAL MARKETS. THE COMMITTEE'S RESEARCH PROVIDES POLICYMAKERS WITH A NONPARTISAN EMPIRICAL FOUNDATION FOR PUBLIC POLICY AS WELL AS EDUCATES THE PUBLIC ON THESE ISSUES. IN 2023, THE COMMITTEE RELEASED THREE MAJOR REPORTS: A COMPETITIVE ANALYSIS OF THE U.S. PRIVATE EQUITY FUND MARKET (APR. 2023), A COMPETITIVE ANALYSIS OF THE U.S. HEDGE FUND MARKET (MAY 2023), AND U.S. LISTING BY CHINESE COMPANIES, WHICH WAS RELEASED IN JANUARY 2023 BUT PREPARED IN 2022. THE EXPENSES ASSOCIATED WITH THESE REPORTS WERE LIKELY IN THE RANGE OF $750,000. THE COMMITTEE ALSO RELEASED FOUR STATEMENTS: (1) BASEL FINALIZATION AND U.S. BANK CAPITAL REQUIREMENTS (MAY 2023); (2) CRYPTOASSET TRADING PLATFORMS CANNOT REGISTER AS SECURITIES EXCHANGES (JUNE 2023); (3) BASEL III ECONOMIC ANALYSIS AND PUBLIC COMMENT PERIOD (DEC. 2023); AND (4) AN OVERVIEW OF THE TREASURY BASIS TRADE (DEC. 2023). IN ADDITION TO ITS MAJOR REPORTS AND STATEMENTS, THE COMMITTEE UPDATED ITS ANNUAL ANALYSIS MONETARY SANCTIONS IMPOSED BY U.S. ENFORCEMENT AGENCIES, SUBMITTED SIX COMMENT LETTERS TO THE SEC, AND SUBMITTED THREE COMMENT LETTERS TO OTHER AGENCIES: ONE TO THE FINANCIAL STABILITY OVERSIGHT COUNCIL ("FSOC"), ANOTHER TO THE PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD ("PCAOB") AND A THIRD, JOINTLY, TO THE DEPARMENT OF JUSTICE ("DOJ") AND FEDERAL TRADE COMMISSION ("FTC").
    Geographies
    Not indicated
    Dates
    Jan 1, 2023 – Dec 31, 2023
    Source
    990
    No causes provided
    No populations provided
    –
    $2.5M