FINRA REGULATION INC
Pub 78

FINRA REGULATION INC
Pub 78

Overview

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Est.

1996

Fiscal Year Start

Jan 1

Organization Type

Grantseeker

AI Summary

FINRA Regulation Inc, with EIN 52-1959501, is a nonprofit organization dedicated to investor protection and market integrity through effective regulation of the securities industry. Operating with a budget of $866.1 million and generating total revenue of $1.4 billion in the 2024 filing year, it plays a significant role in business promotion. More information about its initiatives can be found on its website at www.finra.org/rules-guidance/rulebooks/corporate-organization/ii.finra-regulation-inc.

Mission Statement

FINRA REGULATION IS DEDICATED TO INVESTOR PROTECTION AND MARKET INTEGRITY THROUGH EFFECTIVE AND EFFICIENT REGULATION OF THE SECURITIES INDUSTRY.
Revenues

$1.4B

Expenses

$872.2M

Net Income:
+$481.8M
Assets

$94.1M

Liabilities

$166.9M

Net Assets:
-$72.9M
Operating Budget

$866.1M

Operating Budget by Year

Due Diligence

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Charity Verification Snapshot
IRS EO Business Master File Status
Listed as tax-exempt
IRS Pub 78 Status
Not in Pub 78 list
IRS Revocation Status
Not in Automatic Revocation of Exemption List
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E
Ethiopis Tafara
Board Member
D
Deborah Bailey
Board Member
J
James T Crowley
Board Member

Frequently Asked Questions

What is FINRA REGULATION INC’s budget?
In 2024, FINRA REGULATION INC reported an annual operating budget of around $866.1 million. More detailed financial information is available to registered users.
What causes does FINRA REGULATION INC support?
FINRA REGULATION INC supports work in Business promotion.
Where does FINRA REGULATION INC operate?
FINRA REGULATION INC is headquartered in Rockville, MD.
Overview
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